Abstract:
Adherence is vital to the success of medical
interventions, yet it is around 50% in the developed world and may be lower in
the developing world. Research into non-adherence is generally not supported by
theory, but if it is then those theories are usually expectation-value models
which do not reach to the point of consumption, only intention. There is
therefore a gap in adherence research. Having analysed the limitations of
several such models, this paper explores the use of Service-Dominant Logic as a
way to understand adherence as a process which reaches right into the act of
consumption. Referring to research which used qualitative interviews, it
explores the experiences of people in both the developed and developing worlds
and confirms that Service-Dominant Logic, extended with the Integrative
Framework of Value and Service Ecosystems, can be used to understand people’s
adherence decisions from the point of need through the consumption decision to
the post-consumption assessment of results. It then draws insights into the
steps in the process. Finally, it concludes with thoughts on how these insights
can be used by pharmaceutical manufacturers to enhance their products to make
adherence more likely.
Keywords: Adherence; Sub-Saharan Africa; Service-Dominant Logic
1. Introduction
Simplistically, adherence is consumption in
accordance with instructions. This hides significant complexity in how
adherence comes to be. Despite the use of behavioural theories in some papers,
adherence is not well-defined theoretically. There are many practitioner-led
operational definitions of the adherence process but these have a practical
focus on issues which inhibit consumption or affect frequency of consumption
rather than providing a theoretical basis for why consumption may or may not
occur.
These theories and definitions tend to be specific
to their environments and they offer few proposals as to how they might be
extended to apply more widely. Yet, the fact that adherence is researched in
many areas of medicine indicates its importance. Indeed, in his seminal report
for the World Health Organisation (WHO), Sabaté 1
(p.xiii) said: “[Increasing adherence] may have a far greater impact on the
health of the population than any improvement in specific medical treatments”
and stated that adherence is around 50% in the developed world and may be lower
in the developing world. Access to medication is necessary but is not
sufficient for successful treatment of disease. Therefore, the opportunities
for health improvements delivered through improved adherence could be
significant. Adherence therefore deserves greater and more widely applicable theorization.
This paper explores adherence as a process using
Service-Dominant (S-D) Logic 2-4 as
the lens to understand how adherence actually happens. It considers definitions
of adherence, explores themes in adherence papers and behavioural models,
before considering the act of consumption which is adherence. It builds a model
for adherence based on S-D Logic and then tests it using the results of
qualitative interviews. The output of this is a process view of adherence which
it is hoped will support moves towards a more robust understanding of adherence
that can contribute to future adherence interventions.
2. Definitions Of Adherence
A simplistic concept of adherence is that patients
take their medicine as and when they should. The original term was
“compliance”, which originated in the 1950s as the importance of the concept
was beginning to emerge. However, this is hardly used now because of the
implied power relationship between prescriber and patient. Therefore, the
definition has developed over time to reflect improved thinking on patient
empowerment and wider perspectives. The 2012 Ascertaining Barriers for
Compliance (ABC) project5,6 presented
its view of the development of thinking around adherence over the last 35 years
in table 2.1 on p.22 of its report, reproduced as (Table
1) below.
Table 1: Development in definitions of adherence 5
This addition of patient participation to the
definition of adherence attempts to address the issue of the instructions being
imposed on the patient. However, the range of adherence definitions used both
in theory and in practice do not fully reflect these enhancements. See examples
in Table 2 (definitions used in papers with a practice focus) and Table 3 (from
papers with a more theoretical focus). Some of the definitions are so
restrictive that it is unlikely that any patient could be deemed adherent, for
example the idea that there are five ways that a patient could be non-adherent:
“…altered their dose, forgotten to use the medication, stopped taking it for a
while, decided to miss out on a dose and taken less than instructed”.7 On the other hand, some definitions tend in
the opposite direction. One definition of non-adherence is a failure to collect
medication for two months,8 while
another defines adherence as patient self-reporting as having being adherent.9 This shows that there are multiple definitions
of the term and little agreement as to which should be used.10
The problems caused by the range of definitions in (Table 2 and Table 3) are
stated by van Dulmen et al.,11 who
explain that the large variety of definitions complicates adherence assessments
across multiple studies. It is also evident that varied definitions lead to
different patients being considered adherent and therefore subject to
interventions and so affect measurement of outcomes.
Table 2: Sample
definitions of adherence: practice-focused papers
|
Year |
Definition |
Reference |
|
2002 |
“the extent to which a patient’s behavior (in
terms of taking medication, following a diet, modifying habits or attending
clinics) coincides with medical or health advice” |
McDonald et al.12 |
|
2007 |
“% of Prescribed pills taken… >80% of
prescribed pills taken… [non-adherence is] failing to collect medications for
2 consecutive months” |
Kripalani et al.13 |
|
2015 |
“[non-adherence is] lack of correct behavior” |
Tsega et al.14 |
|
2015 |
“The extent to which patients follow the
instructions given for prescribed medications” |
Chew et al.15 |
|
2015 |
“Both compliance (proximity to treatment
recommendation often simplified as the number of doses taken divided by the
number of prescribed doses) and persistence (how long the medication is
taken)” |
Touskova et al.16 |
|
2015 |
“self-reporting to have correctly taken the entire
course of treatment” |
Gore-Langton et al.17 |
|
2015 |
“[non-adherence is] the extent to which [patients]
have altered their dose, forgotten to use the medication, stopped taking it
for a while, decided to miss out on a dose and taken less than instructed…
adherence being defined as answering “never” to all five” |
Sandy & Connor 18 |
Table 3: Sample
definitions of adherence: theoretical and review papers
|
Year |
Definition |
Reference |
|
2007 |
“The extent to which patients follow the
instructions they are given for prescribed treatments” |
Munro et al.19 |
|
2009 |
“The extent to which the patient’s behaviour
matches agreed recommendations from the prescriber” |
Nunes et al.20 |
|
2011 |
“Initiating the prescription, actual dosing in
relation to the prescription and persisting with treatment” |
Eliasson et al.21 |
|
2012 |
“The extent of conformity to treatment
recommendations with respect to the timing, dosage, frequency and duration of
a prescribed medication” |
Gadkari & McHorney 22 |
|
2013 |
“The process by which patients take their
medications as prescribed. Adherence has three components: initiation,
implementation and discontinuation” |
Kardas et al.23 |
|
2014 |
“Correctly taking the full therapeutic course of
treatment” |
Bruxvoort et al.24 |
|
2014 |
“Those who reported to have taken the treatment as
recommended (in terms of timing and dosage) with no tablets remaining” |
Banek et al.25 |
|
2015 |
“a ratio of the number of drug doses taken to the
number of doses prescribed over a given time period” |
Morrison et al.26 |
Definitions in these tables attempt to quantify
adherence more comprehensively but a common one, for example used by Morrison
et al.,26 simply states that
adherence is the ratio of medicine consumed to medicine prescribed. Because
this is easy to measure it is often the one used in practical studies even
though true adherence may be masked by this. For example, simple ways to
falsify true adherence by this definition include taking more than the
prescription to make up for gaps, taking the right dose of medication but at
the wrong times or simply disposing of the medicine.
This paper therefore aims to take a more theoretical
perspective on adherence and the process of being adherent. This is not
necessarily to replace operational definitions but to provide a greater
understanding of the factors which may determine why adherence is achieved or
non-adherence caused. It may be that this theoretical view of the process of
adherence could support the development of more rigorous operational
definitions.
3. Theories And Models Used in
Adherence Research
The following theories and models are sometimes
invoked by adherence researchers, though often to provide guidance rather than
actually being used as a basis for research. Even then, mention of these in
adherence-related papers is sparse. Searching
the MEDLINE database (the primary component of PubMed) and using Google Scholar
revealed the results shown in (Table 4). These theories are discussed
below.
Table 4:
Results of searches for adherence papers
|
Search
term |
MEDLINE |
Google
Scholar |
|
“Medicine adherence” |
18792 |
1220 |
|
+“medicine adherence” +“self-efficacy” |
578 |
216 |
|
+“medicine adherence” +TPB |
14 |
31 |
|
+“medicine adherence” +TRA |
3 |
22 |
|
+“medicine adherence” +HBM |
5 |
30 |
|
+“medicine adherence” +”COM-B” |
0 |
3 |
3.1.
Theory of Self-Efficacy
The Theory of Self-Efficacy was propounded by
Bandura in 1977.27 He defined
“self-efficacy as one's belief in one's ability to succeed in specific
situations or accomplish a task”. He considered that behaviour could be
explained by a person’s “expectations of personal efficacy [which] are derived
from… performance accomplishments, vicarious experience, verbal persuasion and
psychological states”. Diagrammatically, he viewed behavioural expectations as
per (Figure 1), from his
1977 paper. This shows that, in his view, expectations of efficacy should be
distinguished from expectations of outcome.
Figure 1: Theory of Self-Efficacy 27
From the figure it is possible to identify this
theory as being based on what has become known as the “expectancy-value” family
of models.28,29 That is, a person’s
performance in a task can be explained by their expectation of the level of
success - their perceived self-efficacy - combined with the expected value to
them of the task.30 This implies that
someone who has a task that can be performed easily and which has significant
value to them will be more motivated to perform it than if they consider it to
be difficult and/or of low value. This theory has subsequently been subsumed
into the Theory of Planned Behaviour.
3.2.
Theory of Reasoned Action
The Theory of Reasoned Action, often abbreviated as
TRA, was developed by Fishbein & Ajzen in 1975.31 The two authors developed a model which showed how
beliefs, attitudes and intentions could be understood to predict behaviour.
This model was illustrated in the book which launched the theory and is
reproduced in (Figure 2). As with
Self-Efficacy Theory, it is an expectancy-value theory.
Figure 2: Theory of Reasoned Action 31
This model was eventually recognised as having
several limitations. Its main assumption is that intention must lead directly
to behaviour. A drawback is that a person’s perception of success and value may
not ultimately be accurate. Over time this simple model had to be modified to
take account of wider issues not originally considered but which were found to
arise in empirical research. Ajzen himself therefore superseded it with the
Theory of Planned Behaviour.
3.3.
Theory of Planned Behaviour
In 1991 Ajzen 32
looked back at his Theory of Planned Behaviour (TPB) that he had propounded in
1985 33 as a follow-on to the Theory
of Reasoned Action. The theory was illustrated in the 1991 paper and is
portrayed as he created it in (Figure 3).
Figure 3: Theory of Planned Behaviour 32
He stated that the key enhancement of this theory
over the earlier Theory of Reasoned Action was the incorporation of the
person’s perception that they had behavioural control over their actions. In
his 1991 review, Ajzen stated that this addition to the Theory of Planned
Behaviour was required because one of its limitations was that it did not
recognise personal freedom to act. He went on to explain that inhibitors to
action included time, money, skills and social support and that these vary by
time and place. In this enhancement he incorporated elements of the person’s
resources and their environment. He also continued to accept that the theory
measured intentions rather than action.
The theory includes certain elements of behaviour
which are relevant to a process of adherence. These are the person’s attitudes
or beliefs, subjective norms which include perception of social support and
behavioural control which is a part of perceived self-efficacy.
As with the Theory of Reasoned Action, the
limitation of this theory is that it reaches only as far as the intention to
act. There is an implicit assumption that intention leads directly to behaviour
but this link is not theoretically justified. By omitting such justification
for this assumption, it overlooks the significant possibility that it is not
always true. This must also be considered for the theoretical process of
adherence.
3.4.
Health Belief Model (HBM)
The Health Belief Model (HBM) originated as a theory
relating to the use of preventive health services in the 1950s before being
applied to adherence.34,35 This is
claimed as a major organising framework for understanding adherence. However,
it is a typical expectancy-value model in that it is based on two variables,
the value of a person’s goal and an estimation of whether any particular action
will help with achieving it. In the health context, these two variables
translate into the importance to the patient of getting well and the patient’s
expectation as to whether a health action such as taking medicine will
contribute to their improvement.
The model mentions three patient beliefs, which
later became four dimensions 35:
personal susceptibility to a disease, disease severity, benefit of action and
perceived barriers to action. As mentioned, these all relate to beliefs and
expectations so the actual value eventually achieved is not explored.
Janz & Becker,34
in their systematic review of 46 studies of the HBM, emphasise that it is a
psychosocial model that relates to attitudes and beliefs, therefore does not
reach as far as the act of consumption. They also suggest that some health
behaviours are habitual or undertaken for non-health reasons and recognise that
there are some circumstances where health behaviours may be prevented by
external issues such as medicine cost and issues which exist within the
patient’s medicine consumption environment. This model, while including the
patient’s motivations and some elements of environment, does not fully consider
either the patient or the environment and does not investigate the attributes
of the medicine at all. Becker10 says
that the most powerful dimension is the one relating to barriers and within
that dimension the main concerns are social approval and the lack of
self-efficacy.
3.5.
COM-B model of behaviour
“COM-B” refers to the four elements of this simple
model: (1) Capacity, (2) Opportunity and (3) Motivation, combining together to
produce (4) Behaviour. See (Figure 4) for a
diagrammatic representation of the model. This has been derived from the
description of the theory in Ripple's 1955 paper,36
which does not include a diagram of the model. The focus of her paper was on
behaviour of Social Services clients in relation to the services being provided
to them by their caseworker.
Figure 4: COM-B model after Ripple 36
Each of the three input factors was defined in
detail in Ripple's paper. Capacity related to a person’s capability to act;
Opportunity looked at self-efficacy and support within the environment;
Motivation focused on the trigger of discomfort and perceived self-efficacy.
This recognises the importance of self-efficacy and social support once again.
However, as with other models there is an assumption that readiness for action
leads directly to it.
3.6. Summary
These theories are typical expectancy-value models
with a particular focus on value as relating to a priori expectations and so
they relate strongly to expectancy rather than the final realisation of value.
By design, expectancy-value models only explain the consumption process up to
the point of the decision and it is necessary to go beyond these to get a more
holistic perspective of the adherence process and explain a greater proportion
of what affects adherence.
Service-Dominant Logic can be used as a lens to
explore the action of consumption itself and therefore to gain insights into
adherence as a process. The next section describes S-D Logic and adds two
recent extensions as a basis for considering adherence.
4. Service-Dominant Logic
4.1.
Overview
There are two competing ideas of value. The
mainstream view of value is that value is embedded in goods during manufacture
and distribution. Customers acquire that value at the point of purchase - value
in exchange.37 Smith’s other view of
value – value in use – is the one underpinning this research. It is here that
S-D Logic concentrates. In the original paper launching S-D Logic written by
Vargo & Lusch,2 the value in
exchange viewpoint was referred to as “Goods-Dominant Logic” to distinguish it
from their new (or in their opinion the original) perspective. This is, that
value is assessed at the point at which consumption takes place. The basis of
S-D Logic is embodied in 11 “Foundational Premises”.3,38-39 The list can be found in Appendix A.
S-D Logic research states that “Service” in S-D
Logic is not the same as “services” which are often mentioned in
contradistinction to goods. S-D Logic’s Service is considered to subsume both
goods and services. The process of creating value in use requires the provision
of resources from the patient, the medicine and the environment. S-D Logic
refers to the value thus created as “value-in-context” because the value in use
is created in the consumption environment or context. Because value-in-context
is created by the patient from this combination of their own and the medicine’s
resources plus the resources within the context, the value creation process is
referred to as “resource integration”.3
This recognises that the consumer must synchronise the use of resources in
order to create value.
S-D Logic claims that, because value-in-context
cannot be delivered by medicine suppliers in isolation but has to be created by
the patient using their resources, suppliers can only offer “value
propositions” to patients.40 These
are provided to patients in the form of medicines or “offerings”.41 It is the patient who determines the value of
a medicine as they perform “value cocreation”.2
This implies that each patient may cocreate more, less or different value from
the same medicine because of the differing resources of the patient and the
context and their differing responses to the resources of the medicine.
S-D Logic states that in the process of generating
value-in-context the patient’s primary resource is their “agency”, which is
defined as their skills and competencies or their ability to act. These skills
and competencies are referred to as “operant resources”. This distinguishes
them from the “operand resources” which are resources which need action to be
taken on them, such as medicine. The patient’s operant resources interact with
what the value proposition provides, which are “affordances” manifest as resources.41 The patient’s agency (operant resources) and
the resources provided by the value proposition’s affordances are integrated by
the patient in context to cocreate value.
In all this can be seen a triad of patient, medicine
and context. Using S-D Logic as the basis for bringing these together can be
visualised as follows.
4.2.
Visualising S-D Logic diagrammatically
The basis of cocreation of value is that the patient
integrates resources from the supplier, the context and themselves.42 The patient’s resources are their skills and
competencies, otherwise referred to as agency, which may be enabled or
restrained by the consumption context.41
Resource integration only happens in context. The value created is
context-dependent,43 and is
determined in use.
Resources need to be recognised as such before they
can become part of the value cocreation process. Until they are so recognised
they remain as “potential resources”.44
Potential resources provided by suppliers are referred to in S-D Logic as
affordances and affordances become resources when acted on (consumed) in
context. Their source is the supplier’s offering or in other words the value
proposition of the medicine.41 Value-in-context
is therefore cocreated by the patient in context using the resources provided
by the medicine supplier’s value proposition plus resources from other
providers.
In summary, the supplier’s value proposition offers
affordances which become resources in the consumption context. Further
resources arise from other value propositions which exist in the consumption
context. The patient brings skills and competencies, which include beliefs and
motivation, to apply their agency on the resources, performing value cocreation
activities to produce value-in-context. This is visualised as (Figure 5).
Figure 5: Service-Dominant Logic diagrammatically
Figure 5 provides several useful insights. Firstly
and obviously is the importance of context to the cocreation of
value-in-context. Secondly, agency acts in context on resources but the
affordances of the medicine are independent of context because they are not
necessarily recognised as resources until the consumption context becomes
apparent. Thirdly, other value propositions also provide resources in context
and the patient integrates these resources with the resources of the medicine’s
affordances arising from its value proposition to create sufficient density to
achieve value-in-context through the process of value cocreation. If adherence
is to be achieved then the interaction of these multiple service systems,3 including the patient, the medicine provider,
the providers of other resources and elements of context, is needed.
4.3.
Extending S-D Logic
However, there are three points which still need
clarification. Firstly, in common with the previously investigated behavioural
theories and models, S-D Logic does not explicitly recognise the possibility of
consumption not taking place. That is, it does not recognise non-adherence. It
is already clear from the foregoing that there are potentially many reasons for
non-adherence embodied in the patient, the medicine and the context, but more
clarity is required in terms of understanding adherence as a process. Secondly,
it is obvious that adherence is intended to provide value. However, it is
necessary to consider when and what value is cocreated and how it is assessed.
Thirdly, the patient’s context can include more than one concurrent Service Ecosystem
45 together with their associated
institutional arrangements.39
To address the first and second points, the
“Integrative Framework of Value” 41
can be invoked and added to the visualisation in (Figure
6). This explains that there are two types of value.
The first is “Phenomenal-Consciousness value” (P-C value). This is equivalent
to the value cocreated in context. The value that is assessed rather than
experienced is the second type of value, “Access-Consciousness value” (A-C
value). The term refers to the way that value is assessed outside of context,
either in advance of consumption or in retrospect. This is described as “…the
perception, introspection and memory (or imagination) of P-[C] value before (ex-ante)
and after (ex post)… the perception of goodness that drives choice ex ante and
valuation ex post”. Figure 6 shows these.
Figure 6: Integrative Framework of Value 41
A-C Value ex ante is all about perception of what is
expected to happen during value cocreation. This mirrors expectancy-value
theories; until the moment of consumption all is perception and expectation.
A-C value assessments can commence even before the medicine is obtained.
However, ex ante assessments of value cocreation can only ever be perceptions
of what might happen rather than the certainty of what will. Because the moment
of value cocreation is unknown in advance, advance assessments of agency and affordance
may be proven to be misjudgements once value cocreation is attempted in
reality. S-D Logic focuses on the moment of value cocreation in situations
where everything is in place for adherence, whereas it important also to
consider possible inaccurate advance expectations of P-C value and ex post A-C
value. It is also necessary to be aware that there may be contexts where
resources are limited or missing. In such circumstances, the value cocreation
process may not deliver the expected value-in-context. In addition, expected
outcomes may not be achieved even when the planned behaviour commences. In the
consumption moment, resources and/or agency may initially be present at a
sufficient level to start the process but not be enough to complete it. It therefore
seems that A-C value judgements do not just take place before and after the P-C
value-cocreating episode, but also during it.
To address the third point, it is useful to
visualise what a combination of Service Ecosystems might look like in the
patient’s consumption context. The concept of Service Ecosystems and their
associated institutions refers to “…relatively self-contained, self-adjusting
system[s] of resource-integrating actors connected by shared institutional
arrangements and mutual value creation through service exchange”.40 These systems are flexible, loosely coupled
and may be temporary. A patient can be in several service ecosystems at the
same time,45 and service ecosystems
may be nested.39 Each service
ecosystem has its own institutional arrangements or “rules of the game”. An
idea of one potential combination out of very many possibilities is shown in (Figure 7).
The Service Ecosystem labelled “Supplier of value
proposition” represents the ecosystem which defines the institutional
arrangements for consuming the medicine. If the patient is fully aligned with
only that Service Ecosystem, then it is to be expected, all things being equal,
that they will be fully adherent. However, the patient is likely to be at least
partially aligned with other ecosystems and these may turn out to be different
ones at each adherence opportunity.
Figure 7: Possible service ecosystems represented diagrammatically
A patient’s decision-making will vary depending on
which of the Service Ecosystems and their institutional arrangements they have
in focus. What is perceived to be good in one service ecosystem may not be in
another. For example, a patient’s perception of what is accepted in their
religious community may be different to what is acceptable to their partner. The
decision on whether to be adherent will depend on which service ecosystem takes
precedence during the consumption episode. That might be due to where they are
at the time when adherence should occur or who/what they are thinking about at
that point. It might also depend on whether they can receive the support of the
ecosystem, for example whether a partner is present with them or whether the
doctor is watching them.
Combining these two additions with the basic S-D
Logic diagram results in Figure 8. This positions the Integrative Framework of
Value around the value cocreation activity and Service Ecosystems within the
patient’s context. It shows a feedback loop from ex post A-C value assessment
back into the adherence process, contributing to the patient’s subsequent
decisions on whether to be adherent in future (Figure
8).
Figure 8: S-D Logic enhanced with Integrative Framework of Value and Service
Ecosystems
4.4.
Summary
S-D Logic appears to provide a framework for
understanding the process of adherence at the point of consumption which goes
beyond that which expectancy-value behavioural theories can achieve. Some of
what might be considered to be potential limitations of the framework seem to
be addressed by the two later additions: a greater understanding of context is
provided by the notion of contradictory overlapping and nested Service Ecosystems,
while a clearer picture of value assessment is offered by the Integrative
Framework of Value. This model is now tested in qualitative research.
5. Method
A series of semi-structured interviews was arranged
with people who were willing to talk about their past experience of taking
medicines. They were located in various environments ranging from a comfortable
urban environment in a developed country through to an impoverished rural
environment in a developing country. Interviewees were selected using purposive
sampling. Initial interviews were performed with contacts in UK. Following
that, interviews were arranged with contacts in a range of developing countries
including Kenya, Tanzania, Kazakhstan and Nigeria. These were intended to
explore situations in the developing world, primarily sub-Saharan Africa. Over
time, further interviews were performed in countries other than those mentioned
above in order to build the widest picture and to understand their relationship
to the initial findings. Most of the later interviews used snowball sampling,
with earlier interviewees encouraging their acquaintances to participate.
A total of 30 interviews were performed over a
period of just over 5 months from the end of December 2014 to early June 2015.
Details of the interviewees, locations, medicines, questions and interview
analysis have been documented previously.46
Interviewees, locations and medicines are repeated in Appendix B, while
questions are listed in Appendix C.
6. Results and Discussion
Interviews were coded and categories derived. Causes
of non-adherence were compared to a recognised list created by the American
Society on Aging and American Society of Consultant Pharmacists (ASA &
ASCP) to confirm good coverage;47 not
only were most causes identified in the interviews, but new causes were found
and these are listed in (Table 5). Similar
causes of non-adherence were seen in both developing and developed worlds. For
example, a lack of food and water for taking tablets was mentioned in both
environments yet these reasons were not mentioned in the ASA & ASCP list.
This suggests that interviews are of significant importance both to understand
non-adherence reasons in detail and also to expand the list of known reasons.
Table 5: Causes of non-adherence not found in ASA & ASCP
|
Cause |
|
Concern with medicine content |
|
Verbal instructions in foreign language |
|
Written instructions in foreign language |
|
Pharmaceutical industry profits |
|
Herbal medicine industry profits |
|
Feeling better |
|
Lack of food |
|
Lack of water |
|
Concern that medicine is of foreign origin |
|
Lack of faith leading to need for medicine |
|
One medicine being replaced by another |
|
Medicine kept for future occasions |
|
Medicine kept for family need |
|
Instructions misunderstood |
|
Difference between written and verbal instructions |
|
Lack of routine |
|
Lack of safe storage |
|
Forgetfulness |
|
Run out of medicine |
A taxonomy of categories of non-adherence was
developed. This is shown in (Table 6).46
Table 6: Taxonomy of categories of non-adherence 46
|
Taxonomic
Entity |
Categories |
|
Patient motivation |
Motivation |
|
Patient agency |
Course, routine, stop |
|
Patient beliefs |
Beliefs |
|
Consumption context |
People, utensils, reminder, water, food, storage,
norms |
|
Product affordance |
Content, branding, effects, taste, formulation,
size, smell, instructions, regimen, distance, access, cost, diagnosis |
In addition, interview content was assessed against
each of the adherence factors in the S-D Logic process. Taking this assessment
plus the content of Table 6 and comparing it with Figure 8 showed that the
taxonomy aligns with S-D Logic and therefore supports the assertation that S-D
Logic with the two extensions is a valid way to understand adherence as a
process. (Figure 8) can be
extended to highlight the presence of each of the taxonomic entities, to
deliver (Figure 9). This
shows the patient-related entities in red, product-related entities in blue and
context in black.
Figure 9: Adherence as a process
This figure provides useful understanding of
adherence as a process. A step-by-step analysis of the process leads to the
following insights.
It is also possible to consider the effect of this
approach on changes to adherence over time. While adherence is a point-in-time
opportunity to consume or not, consideration of the feedback loop within the
Integrative Framework of Value provides the chance to raise some questions
relating to adherence over time based on A-C value assessments. All changes
over time may be assessed at any place in the adherence process, but perhaps
there are three key places. Firstly, through A-C valuation ex post after adherence
is attempted. Secondly at the point of ex ante assessment before an adherence
attempt. But thirdly, changes may only be identified at the point at which
adherence is attempted or in other words at the point of value cocreation.
It is profitable to think of adherence as an
individual opportunity to consume since the many variables which contribute to
being adherent are as constant as they can be at a point in time. Taking
adherence to mean being compliant over the period of the course of treatment is
also valuable, but of necessity it must average all the factors over time. This
means that the detail of what happens at each adherence opportunity is
inevitably missed. Building a greater understanding of what drives adherence
requires deep knowledge of individual adherence attempts.
7. Conclusion
This research has evaluated S-D Logic and confirmed
that it can form the basis for understanding the act of adherence. In addition,
it can provide insights into the end-to-end adherence process. This permits
theorisation of adherence beyond the existing use of expectancy-value theories
and models.
It has also indicated that the Integrative Framework
of Value can explain not only decision-making leading up to adherence,
therefore potentially replacing those theories in this process view of
adherence, but can also shed light on the thinking which takes place after the
adherence attempt.
The inclusion of Service Ecosystems and their
institutions has helped in understanding the complexity of decision-making due
to the patient occupying multiple ecosystems simultaneously.
In summary, the use of Service-Dominant Logic as a
lens which encompasses the full adherence process from absence to
post-consumption value assessment significantly extends the theories currently
applied to adherence research. It also shows some of the irreducible complexity
innate in adherence when it is understood as a complex interaction of service
systems. Through this depiction it can be understood just why adherence is so
hard to pin down empirically and perhaps explains why there is so much
inconclusive research. Using a view of the process like this can provide a
basis for future empirical research since it can illuminate reasons for
results.
Adherence is critical to clinical outcomes. There
are two key implications emerging from this research. Firstly, it is clear that
there are several factors affecting adherence and that understanding adherence
as a process can help in understanding their interrelationships and where they
act. These insights should help pharmaceutical manufacturers to make their
medicines more applicable to the patients in their contexts whom they are
targeting with each medicine. In particular, medicines which more completely
address contextual challenges could be more successful in raising adherence
than those which at present might be perceived as “one size fits all”. There is
much discussion about manufacturers becoming more patient-centric; this
provides a means by which it might be possible to deliver on that commitment.
Secondly and extending the first, some adherence
factors are effectively “mirror images” of each other. For example, a patient’s
context may not be contributing sufficient resources to permit adherence, but
if the medicine’s affordance were to be enhanced then consumption might still
be able to occur. Perhaps a patient’s context cannot provide food or water, but
if these could be incorporated into the medicine in some way then the patient
may still be able to be adherent. Similarly, the patient’s agency may be
limited – perhaps not being able to open the bottle or to swallow large pills -
but enhancements to the medicine’s value proposition might address such
limitations. This is potentially a very valuable area to investigate as
manufacturers aim to deliver outcomes rather than simply focus on inputs.
8. Declarations
Funding: This
research was funded by the UK EPSRC as part of its funding of PhD students.
Institutional Review Board Statement: The study was
conducted in accordance with the Declaration of Helsinki and approved by the
Biomedical and Scientific Research Ethics Sub-Committee of the University of Warwick
Medical School on 26 January 2016 with code REGO-2014-1295.
Informed Consent Statement: Informed consent was
obtained from all subjects involved in the study.
Conflicts of Interest: The author declares no
conflicts of interest. The funders had no role in the design of the study; in
the collection, analyses or interpretation of data; in the writing of the
manuscript; or in the decision to publish the results.
9. Appendices
Appendix A:
Foundational Premises of Service-Dominant Logic
Table 7: Foundational Premises of
Service-Dominant Logic 3,38-39
|
FP |
Foundational Premise |
Comment/explanation |
|
1 |
Service is the fundamental basis
of exchange |
The
application of operant resources (knowledge and skills), “service”, as
defined in S-D logic, is the basis for all exchange. Service is exchanged for
service |
|
2 |
Indirect
exchange masks the fundamental basis of exchange |
Because
service is provided through complex combinations of goods, money and
institutions, the service basis of exchange is not always apparent |
|
3 |
Goods
are a distribution mechanism for service provision |
Goods
(both durable and non-durable) derive their value through use – the service
they provide |
|
4 |
Operant
resources are the fundamental source of strategic benefit |
The
comparative ability to cause desired change drives competition |
|
5 |
All economies are service
economies |
Service
(singular) is only now becoming more apparent with increased specialization
and outsourcing |
|
6 |
Value is co-created by multiple
actors, always including the beneficiary |
Implies
value creation is interactional |
|
7 |
Actors
cannot deliver value but can participate in the creation and offering of
value propositions |
Enterprises
can offer their applied resources for value creation and collaboratively
(interactively) create value following acceptance of value propositions, but
cannot create and/or deliver value independently |
|
8 |
A
service-centered view is inherently beneficiary-oriented and relational |
Because
service is defined in terms of customer-determined benefit and co-created it
is inherently customer oriented and relational |
|
9 |
All social and economic actors are
resource integrators |
Implies
the context of value creation is networks of networks (resource integrators) |
|
10 |
Value is always uniquely and
phenomenologically determined by the beneficiary |
Value is
idiosyncratic, experiential, contextual and meaning-laden |
|
11 |
Value co-creation is coordinated
through actor-generated institutions and institutional arrangements |
“[S-D
Logic] is a narrative of cooperation and coordination in ecosystems, as well
as the reconciliation of conflict between them. Institutions are instrumental
in these cooperation and coordination activities by providing the building
blocks for increasingly complex and interrelated resource-integration and
service-exchange activities in nested and overlapping ecosystems organized
around shared purposes”39 |
Appendix
B: Interviewee
details
Table 8: Interviewee details
46
|
Country |
Sex |
Age
range |
Medicine |
|
Egypt |
F |
20-40 |
Cough medicine |
|
Kenya |
M |
20-40 |
Antibiotics |
|
Kenya |
M |
40-60 |
Amoxycilin |
|
Kenya |
M |
20-40 |
Malaria tablets |
|
Kenya |
M |
60+ |
Coartem |
|
Kenya |
F |
20-40 |
Malaria tablets |
|
Kenya |
M |
20-40 |
Pain killer, curatives |
|
Kenya |
M |
40-60 |
Malaria (AL) |
|
Kenya |
M |
20-40 |
Panadol |
|
Kenya |
M |
40-60 |
Chrotin B |
|
Kenya |
F |
20-40 |
Quinine |
|
Kenya |
F |
20-40 |
Panadol |
|
Kenya |
F |
20-40 |
Flugone |
|
Kenya |
M |
40-60 |
Cold Cups |
|
Kenya |
M |
20-40 |
Ibuprofen |
|
Kazakhstan |
F |
20-40 |
Repronact |
|
Nigeria |
M |
40-60 |
Artesunate |
|
Tanzania |
M |
40-60 |
Coartem |
|
Tanzania |
M |
60+ |
Paladrin |
|
Tanzania |
M |
60+ |
for Stomach Abscess |
|
Tanzania |
F |
40-60 |
Malafin, Panadol, Maleratab |
|
Uganda |
M |
40-60 |
Quinine |
|
UK |
F |
<20 |
Roacutane, Erythromycin |
|
UK |
M |
40-60 |
(multiple) |
|
UK |
F |
>60 |
Metformin |
|
UK |
M |
>60 |
Antibiotics |
|
UK |
M |
>60 |
for Angina |
|
UK |
F |
>60 |
Sulfasalazine, Methotrexate |
|
Zimbabwe |
F |
20-40 |
Amoxycilin |
|
Zambia |
M |
40-60 |
Coartem |
Appendix
C: Interview
questions
Table 9: Interview questions
46
|
Number |
Question |
|
1 |
What medicine do you wish to share your
experiences of? |
|
2 |
Is this your first time with this
medicine or is it a repeat prescription? |
|
3 |
How far was it to a pharmacy? |
|
4 |
How much did it cost you to buy the
medicine? |
|
5 |
Did you obtain the medicine? |
|
6 |
If you obtained the medicine, how did
you feel about it at the time? |
|
7 |
Did you actually plan to consume it in
line with the prescription? |
|
8 |
Did you know how to take this medicine?
How do you know? |
|
9 |
Please describe your physical
surroundings on various occasions when the prescription said you should
consume. Who and what was there and not there? |
|
10 |
What were you thinking and feeling? |
|
11 |
How were your physical and mental
health? |
|
12 |
Did you actually consume at that time? |
|
13 |
What helped you to consume or prevented
you from consuming? |
|
14 |
Is there anything about the medicine
that makes it hard for you to take it? What would make it easier for you? |
|
15 |
If you had the choice, how would you
like to take this medicine? |
|
16 |
Anything else you want to say about what
makes it easy or difficult to take medicines for you personally? |
10. References