Case Report
A COVID-19 Infection with Positive Sputum and Negative
Nasopharyngeal/Oropharyngeal Rapid Antigen-Based Testing: A Case Report and Pilot Study
Authors: Norberto A. Guzman* , Daniel E. Guzman
Publication Date: 15 September, 2023
DOI:
https://doi.org/10.51219/MCCRJ/Norberto-A-Guzman/22
Citation:
Guzman NA, Guzman DE. A COVID-19 Infection with Positive Sputum and Negative Nasopharyngeal/Oropharyngeal Rapid Antigen-Based Testing: A Case Report and Pilot Study. Medi Clin Case Rep J 2023;1(2):77-84.
Copyright:© 2023 Guzman, NA., et al., This is an open-access article published in Medi Clin Case Rep J (MCCRJ)
and distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use,
distribution, and reproduction in any medium, provided the original author and source are credited.
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Abstract
Current covid-19 antigen testing is primarily carried out by obtaining a
specimen via nasopharyngeal/oropharyngeal swab and performing a rapid lateral
flow immunoassay (lfia) disposable micro-device or related immunoassays. In
this case report and pilot study, we propose the application of a modified
pretreatment antigen-based method for sputum, using at least one detergent and
one digestive enzyme. This method exposes hidden or masked antigenic sites of
viral specimens or lingering fragments of viral proteins present in a complex
biological matrix using a home-based rapid immunoassay for covid-19. The
modified technique can enhance detection sensitivity of lfia by making visible
the resultant test band, from viral-containing sputum samples, that would otherwise
not be seen. This protocol thereby overcomes a false negative result which may
occur when using a nasopharyngeal/oropharyngeal swab specimen from a patient
with mild symptoms of covid-19 and/or low viral load. This pilot study
pretreatment extraction sputum procedure is simple, non-invasive, rapid,
inexpensive, accurate, and may provide increased sensitivity, as well as
specificity in the detection of covid-19 antigens for several weeks or even
months.
Keywords: covid-19; sars-cov-2 virus; respiratory disease biomarkers; point-of-care
testing; lateral flow immunoassays; sputum proteomics.
Introduction
In the last decade, there has been a marked
improvement in the availability of laboratory and point-of-care tests for the
diagnosis of respiratory virus infections1.
Diagnostic tests for respiratory viral infections traditionally use nasopharyngeal
and oropharyngeal samples2,3. In the case of diagnosing coronavirus
disease 2019 (covid-19), the most common methods are the detection of severe
acute respiratory syndrome coronavirus 2 (sars-cov-2) antigen-based lfia and
rna assays in nasal and throat swab specimens. These techniques use a sampling
protocol that can be stressful, especially in children and when repeated
testing is required4. Unfortunately, these procedures have a rate
of false-negative results that might enable convalescent covid-19 patients to
meet the criteria for discharge from hospital and/or release from quarantine,
resulting in the spread of disease5,6.
Sputum is rarely used for viral testing7
given its viscous nature, making it difficult to process with automated
clinical microbiology laboratory equipment8. A type
of mucus secreted in the lower airways of the respiratory tract, known as
phlegm or sputum, is a selective barrier to particles and molecules, preventing
penetration to the epithelial surface of mucosal tissues. In general, mucus is
a complex hydrogel barrier located in the airways, gastrointestinal tract,
reproductive tract, and eyes9. The mucus is continuously produced,
secreted, and finally digested, recycled, or discarded; its main functions are
lubrication of the epithelia, maintenance of a hydrated layer, exchange of
gases and nutrients with the underlying epithelium, in addition to being a
protective barrier against pathogens and foreign substances9.
A recent study reported that thick, gummy
respiratory secretions are at the heart of severe covid-19 and are comparable
to the notoriously thick and tenacious sputum produced by patients with cystic
fibrosis10, calling for a more serious investigation
into the diagnostic value of sputum specimens. In fact, among the biological
matrices that are informative of lung status, sputum has gained growing
interest over the past decade for the investigation of several pulmonary
disorders11. Healthy mucus contains 3% solids, while
mucin hypersecretion or dysregulation of surface liquid volume may increase the
concentration of solids up to 15%, resulting in viscous and elastic mucus that
is not cleared. Mucus dysfunction occurs in virtually all inflammatory airway
diseases12.
With the advent of molecular methods, it has
been found that by processing sputum, sputum testing information adds
approximately 11% to the diagnostic yield for the detection of many common
respiratory viruses8. In particular, the use of sputum samples for
the detection of respiratory viruses has been helpful in patients with chronic
obstructive pulmonary disease (copd), asthma, and cystic fibrosis (cf), as well
as other pulmonary disorders. Current evidence suggests that sputum processing
may even be required for diagnosis, given that certain viral pathogens such as
h1n1 influenza, sars-cov-2 coronavirus, and mers coronavirus typically present
in the lower respiratory tract may be absent in upper airway secretions or
nasopharyngeal samples8. A recent study in india is even recommending
the use of sputum testing as the new mass screening method for individuals
affected by covid-193. Similarly, because sputum is more reliable
and has a lower false-negative rate than throat swabs, studies in china are
recommending the use of induced sputum as a test specimen, because it is more
accurate for the confirmation of covid-19 and is safer as a criterion for releasing
patients from quarantines13. It is evident that studies on sputum content
have helped improve understanding of chronic airways disease as it can identify
the presence and type of microorganism, which can indicate the severity of
airways disease and thereby aid treatment and management options14,15.
Since sputum has a complex, compact molecular
polymeric hydrogel structure, it is desirable to develop a simple method to
forge better accessibility to its internal content that may be sheltered,
hidden, or masked within the mucus network barrier: antigenic viral proteins or
other viral constituents, pathogenic microorganisms, or toxic materials.
Manipulation of this polymeric structure is the key to widespread sputum use in
the detection of viral proteins by lateral flow immunoassay test and other
immunoassays. Previous studies have reported that the sputum pretreatment
process presently used in the laboratory is a significant obstacle to on-site
diagnosis of respiratory infections. The current pretreatment procedure is
complex and labor intensive16.
As such, this paper describes a pilot study of
a sample pretreatment extraction procedure applied in conjunction with a
covid-19 lateral flow immunoassay test allowing the release of significant
sputum content, therefore yielding a more accurate test result. The simplicity
of the assay is based on the use of at least one detergent and no less than one
digestive enzyme to disrupt/lyse the sputum matrix and assay of the released
components of interest using a lateral flow immunoassay platform. This improved
sample preparation procedure can also be employed for other antigen-based lfia
or related immunoassay screening tests. This method allows for the simultaneous
detection of respiratory viruses and other pathogens (bacteria, fungi),
together with sputum biomarkers, in a single and highly multiplexed broad
assay.
Detailed case description
Description of the problem
The rationale for the research
described in this paper was based on the experience of a 75-year-old male
patient looking for answers to certain symptoms that appeared to be covid-19.
The symptoms included fatigue, minor headache, and productive cough without
fever, rhinorrhea, loss of taste or smell, nausea, or vomiting. Physical
examination by an emergency medical doctor at an urgent care clinic (brunswick
urgent care, east brunswick, new jersey, u.s.a.) and an on-site antigen-based
rapid lfia test were performed at the same clinic,
using nasopharyngeal/oropharyngeal (np/op)
swab specimens; confirmatory rt-pcr testing was also sent to a specialized clinical laboratory (quest
diagnostics-healthcare company,
east brunswick, new jersey, u.s.a.).
Additional pcr testing
was performed at another private
laboratory (ez clinical laboratory, east brunswick, new jersey, u.s.a.).
The results of both the rapid antigen-based test and the rt-pcr
test performed on the same day on np/op collected samples were reported
negative. The additional rt-pcr test performed at another private
laboratory was reported invalid, on sputum specimens that were kept in a
freezer in the presence of a detergent until the day of testing.
Conventional protocol applied to repeat the antigen-based test
When the patient experienced
persistent symptoms, more studies were decided to be performed. Experiments were carried out using commercially available covid-19 at-home
antigen-based rapid lfia diagnostic tests specifically
designed for the detection of sars-cov-2 nucleocapsid protein antigen n, one of
the most produced proteins of the sars-cov-2 virus. The kits were obtained from
three different suppliers: flowflex covid-19 antigen home test from acon
laboratories, inc., san diego, california, u.s.a.; ihealth covid-19 antigen
rapid test from ihealth labs, inc., sunnyvale, california, u.s.a.; and
sars-cov-2 rapid antigen test from roche diagnostics, indianapolis, indiana,
u.s.a. experiments testing the various samples were performed using all three
kits, and the results were comparable and reproducible. Nasopharyngeal swab samples were collected in our laboratory
from the patient. The lfia procedure for detecting the presence of the
coronavirus was performed as indicated by the kit manufacturers, using disposable sterile
nasal swabs included
in the kit provided by the suppliers. The swab was introduced into the nostril
as instructed by the manufacturer protocol, followed by the insertion of the swab into a
tube containing an extraction buffer carrying a surfactant. After the
appropriate extraction procedure and mixing of the sample material absorbed and
retained onto the swab, three to four drops of the solution were removed from
the squeezable plastic tube and gently applied to the sample well of the
platform or cassette of the manufacturer’s test kits, known
as the sample pad17. The entire procedure to perform the lfia tests17-20 were carried out in our
laboratory at a temperature of approximately 25- degrees celsius. The process
begins with a lateral flow chromatographic migration that occurs for the
applied sample onto the sample
pad containing sars-cov-2 antigens. The sample
viral antigens then bind
to the matching antibodies present
in the corresponding area of the platform, known as the conjugated pad. These antibodies are labeled
with gold nanoparticles (aunp). As migration occurs by capillary action, viral and
non-viral constituents of the processed-extracted sample flow progressively
through the strip or platform from the sample pad to the conjugated pad, passing through
the membrane pad or detection zone, and ending in the absorbent pad needed to maintain the
movement of fluid. The role of the absorbent pad is to wick the excess reagents
and to prevent backflow of the liquid. The final antigen-antibody reaction
occurs at the membrane pad or detection zone: a porous membrane (usually
composed of nitrocellulose). This membrane contains immobilized antibodies in
the t lines allowing the binding of the sample analyte (target antigen),
already bound to another labeled antibody pre-embedded at the conjugated pad,
with the corresponding immobilized antibody. This double-antibody sandwich-like method interaction results
in the formation of a visible
color17-20. The read-out,
represented by the colored lines with different
intensities, can be assessed
by eye or using a dedicated reader.
Depending on their
size, shape, degree
of aggregation, and local
environment, gold nanoparticles can appear red, blue, or another color. Gold
nanoparticles (aunp) are used as color markers with unique optical properties,
extraordinary chemical stability, robustness, and high binding capacity for
biomolecules21. The control (c) line should be visible independently of the test result. When the test (t) line is visible
(positive results), it indicates the presence
of viral antigens in the specimen and implies that the person tested is in fact
considered to be infected by the sars-cov-2 virus. If no color is observed
(negative results), then the person is considered not to be infected by the
virus.
Other specimens, such as oropharyngeal swab sample, buccal swab sample,
saline mouth rinse-gargle, and saliva were also tested, and the protocol was carried out
identically to the nasopharyngeal swab specimen previously described using the
conventional lfia as recommended by the manufacturer’s test kits. All reagents were sterilized before
use. A negative result
for the presence
of sars-cov-2 virus
was obtained when testing
specimens obtained with a swab from nasopharyngeal, oropharyngeal, buccal,
saline mouth rinse-gargle, and saliva samples. A strong visible colored band
appeared in the control line, whereas no color was observed in the test line
(figure not shown).
Alternative protocol applied to confirm diagnosis
Additional samples, such as saliva
and sputum, were collected and a modified pilot study pretreatment extraction procedure was used to boost the release of antigenic viral
particles from mucus
fluid, and thus to
facilitate the performance of the lfia tests. Collection of saliva and
expectorated sputum was carried out in a sterile collector-reactor tube without
using a swab. Collection of other samples (nasopharyngeal, oropharyngeal, buccal,
and gargle) used as control
to test the modified protocol,
were obtained in the same way as described above using a swab
specimen using the sterile components from the kit supplied by the
manufacturers. However, the processing-extraction protocol
was modified before
performing the lfia test.
The modified protocol consisted of adding at least one detergent followed
by at least one proteolytic enzyme to the saliva and sputum samples to disperse and alter
the mucus structure. The preferred detergent was triton x-100 (santa cruz biotechnology, inc., dallas, texas, u.s.a.) and the preferred
digestion enzyme, a protease, was subtilisin a - alcalase® food grade (novozymes a/s, bagsvaerd, denmark). Alcalase is a
versatile endoprotease providing very extensive hydrolysis. The modified
extraction-lysis procedure developed for sputum and saliva was also applied to
all other specimens tested.
The modified extraction
detergent-protease sample preparation protocol was mainly designed to disrupt
primarily the complex hydrogel, polymeric
composition of a viscous sputum
specimen. In the first week of
symptom onset, the production of expectorated sputum was abundant and easily
collected; thereafter, the amount of sputum
produced declined steadily
through the course of illness.
Once the sputum was collected, triton x-100 and free-enzyme
alcalase were added to the collection-reaction tube, and the mix was incubated
at 25-degrees celsius for a period of 5 minutes to 2 hours. The tube was
inverted a couple of times during this process using a constant
and gentle rotation
of the wrist. The tubes feature screw caps that provide a tight, secure seal. After
the incubation period, the disrupted-extracted-lysed sample mix was allowed to
settle by gravity or centrifugation to remove some formed debris. A portion of
the supernatant was then placed in the sample pad of the lfia platform or strip
to let the sample migrate to the absorbent pad.
Samples of saliva and sputum were
collected in a sterile container early in the morning, before eating or
drinking, and after rinsing the mouth with clear water
for about 15 seconds to eliminate any contaminant in the
oral cavity as described previously22. In the case of sputum,
the same protocol
was used, except that
saliva was expelled first, the patient then breathed in deeply three times to
cough at 2-minutes intervals until bringing up some sputum. The sputum was then
released in a sterile, well-closed container obtained from a local pharmacy.
About 1 ml of a triton x-100 solution was added to approximately 2 to 3 ml of
saliva or sputum (v/v). The concentration of triton x-100 used ranged from 0.1% to 2.0% of total
volume, of which 1.0% was the preferred concentration. The times of incubation at 25-degrees celsius
of the mixed sputum-detergent-enzyme
solution were determined as how the enzyme was used, either
as a free solution enzyme or immobilized to a solid support and ranged from 5 minutes
to 2 hours. Regarding the quantity of alcalase used, approximately 15-60
microliters of a free-solution enzyme were added to a total volume of 3 milliliters of collected sputum sample mixed in the detergent, making a ratio of about 0.5-2.0% of enzyme-
sputum solution (v/v). Other ratios were also used, depending
on the viscosity of the sputum sample.
After incubation, a disrupted-lysed saliva or sputum
solution (figure 1) was decanted or centrifuged followed by the addition of 3 to 4 drops
of the supernatant to the sample pad of a lfia strip as previously described before. The lfia was then assayed for the presence
of sars-cov-2 antigenic
viral components. All other
samples were collected separately and individually using a swab, which was then
immersed into a tube containing a solution
of a detergent and at least one proteolytic enzyme followed by mixing and incubation.

Figure 1. Diagrammatic representation of
the sample preparation (disruption-extraction-digestion) procedure, whereby the
nonionic detergent triton x-100 and the endoprotease alcalase are applied to a
sputum specimen. As depicted in panel a, the sputum is a thick, rubbery,
sticky, viscous, and gel-like meshwork. Sputum or mucus of the respiratory
system contains numerous cells, cell debris, microorganisms, and
chemical-biochemical entities. After adding
the detergent and the protease, some disruption occurs
(panel b) as influenced by time of incubation, quantity of the proteolytic enzyme,
temperature, and ph of the solution. In most experiments, the temperature of
incubation was 25 degrees
celsius. This process
resulted in a solution containing primarily soluble material
and some precipitate of insoluble components (panel
c). After decantation or centrifugation, the supernatant was tested for the presence
of sars-cov-2 virus, or virus components, on a lfia platform or strip.
The results for all tested samples
(nasopharyngeal, oropharyngeal, buccal, and gargle) using the modified protocol
were negative (figure not shown), except for the sputum specimen that yielded
positive for the presence of sars-cov-2 virus as shown in (figure 2). Panel a shows
the results of a sputum sample incubated with the detergent and protease for a
short time, usually 5 to 10 minutes. Panel b shows the results of a sputum
sample incubated with detergent and protease for a longer time, usually 1 to 2
hours. The intensity of the band seen in panel a was weak; however, the band
intensity of an aliquot of the same sample increased with a longer incubation time, as shown in panel b. This indicates that time, temperature, and enzyme concentration seem
to be crucial for an optimal disruption-extraction-digestion of the sputum
sample to be able to release the maximum content of the constituents trapped
within the complex and difficult to disrupt meshwork barrier of the gel-like
sputum.

Figure 2. Diagrammatic representation of
the sandwich format of a lfia test using the modified disruption- extraction
sample preparation protocol for sputum. Panel a shows an aliquot of the
sputum-detergent-protease mix tested at approximately 5 minutes of incubation
at 25-degrees celsius. Panel b shows an aliquot of the sample mix incubated for
about 1 hour at 25-degrees celsius.
Free-solution and immobilized alcalase
The
endoprotease alcalase employed in the experiments reported in this paper was
used as a free-solution enzyme or as an immobilized enzyme to a solid-support (figure 3). In most experiments, the
amount of expectorated sputum was abundant in the first week of performing
experiments and declined significantly after several weeks. However, there was
always a small amount of sputum available for use in the experiments. The proportion
of sputum to detergent was maintained to an approximately ratio of 2 to 3 parts
of sputum to about 1 part of detergent (v/v). The covalent immobilization of
alcalase on a solid support was carried out by previously described procedures
for other enzymes or proteins23-25.
Two methods were primarily used to immobilize alcalase to beads. The first
method used an epoxy-activated beaded resin with a high density of
epoxy-functionality (toyopearl af-epoxy-650m, tosoh bioscience llc, king of
prussia, pennsylvania, u.s.a.). The procedure for immobilization via this
method was carried out with a 50 mm sodium phosphate buffer, ph 7.0, with minor
modifications of a method described elsewhere26.
After immobilization of alcalase to the epoxy-activated resin, the remaining
active groups were blocked with 3m glycine and the enzyme preparation was
washed with an excess amount of phosphate-buffered saline. The second
immobilization method used an amino-activated beaded resin (toyopearl
af-amino-650m, tosoh bioscience llc, king of prussia, pensylvania, u.s.a.) and
the linker 1,4-phenylene diisothiocyanate (pditc, sigma-aldrich, st. Louis,
missouri, u.s.a.) as described elsewhere27.
The tubes used for sample collection-reaction were made of glass. For the
immobilization of alcalase to the inner surface of the glass tube, a linking
process for successful functionalization of the silica-containing surface was
employed using 3 aminopropyltriethoxysilane (santa cruz biotechnology, inc.,
dallas, texas, u.s.a.) prior to coupling the enzyme to the surface as described
elsewhere27.

Figure 3. Diagrammatic representation of
collection-reaction tubes where the sputum was disrupted, extracted, and
digested to release its content using the nonionic detergent triton x-100 and
the endonuclease alcalase. The tubes feature
screw caps that provide a tight and secure seal. Panel a depicts the action of the protease
on sputum as a free- solution enzyme in conjunction with
triton x-100. Panel b depicts the action of the protease on sputum as an
immobilized enzyme to beads used as solid support. Panel c depicts the action
of the protease on sputum as an immobilized enzyme to the inner surface of a
collection-reaction tube used as a solid support. The tube can be made of glass
or polymeric material with a modified surface to attach one or more digestive
enzymes.
Impressively, since the first days when some of
the symptoms of covid-19 were shown in an apparent infected person, the
presence of the sars-cov-2 virus was reported negative using the lfia testing
for all specimens assayed, including nasopharyngeal, oropharyngeal, buccal,
saline mouth rinse-gargle, and saliva, except when testing a sputum specimen
in which the results were reported positive.
Is the viral load in sputum detectable for 3 days, 5 days, or more, when almost all symptoms
have disappeared? To answer
this question, it was necessary to employ the modified disruption-extraction
sample preparation protocol and search for the presence
of the sars-cov-2 virus in sputum samples
several days beyond
initial testing. When the
symptoms no longer persisted. As shown in (figure
4), a positive result was observed for the presence of sars-cov-2 virus
tested in sputum specimens several weeks after obtaining expectorated sputum. As the frequency
of coughing decreased
with time, the amount of spontaneous sputum
diminished as well. Nonetheless, the quantity of sputum obtained
for 15 weeks was sufficient to perform the experiments. To make sure all
experimental conditions were consistent for the 15-week experiments, strict
protocols were maintained including the use of the same lfia covid-19
antigen-based test kits (flowflex covid-19 antigen home test, acon laboratories,
inc., san diego, california, u.s.a.). Since the intensity of the colored band
diminished in time, all tested samples were incubated for 2 hours to ensure the
visibility of the band. Regarding the patient, there were no clinical
manifestations presented after the initial 3 days of mild symptoms. Everything
seemed to be normal during the rest of the experiments, except for an occasional coughing that
persisted beyond the time the experiments were performed.

Figure 4. Illustration of a time experiment for the presence
of sars-cov-2 virus in sputum samples obtained
during a period of 15 weeks
using the modified
disruption-extraction sample preparation protocol. The color
intensity of the test
(t) line diminishes as the persistence of the coughing
in the patient lessens and the amount
of sputum collected is reduced as well. The sputum specimen was obtained from a
patient that had covid-19-like symptoms for approximately 4-5 days but was
asymptomatic for the rest of the 15-day period of testing, except for some
minor coughing.
Preliminary experiments using alcalase immobilized to the surface of a
beaded resin were performed (figure 5).
The size of the beads used for immobilizing the protease was 65 microns,
limiting the surface area for linking the proteolytic enzyme. Nonetheless, the
procedure worked demonstrating the presence of viral entities in the sputum.
Increasing the surface area for enzyme immobilization using smaller bead size
may enhance color band intensity.

Figure 5. Diagrammatic representation of the sandwich
format of lateral
flow immunoassay test using the modified
disruption-extraction sample preparation protocol for sputum. The
disrupted-lysed sputum specimen was incubated for 2 hours at 25-degrees celsius
in the triton x-100 solution containing beads with immobilized alcalase.
Discussion
Timely and reliable
testing is important in controlling the covid-19 pandemic. Current covid-19
antigen testing is primarily carried out by obtaining a specimen via
nasopharyngeal/oropharyngeal (np/op) swab samples and performing a rapid
lateral flow immunoassay (lfia) disposable micro-device or related
immunoassays. Nonetheless, these np/op screening tools do not rule out a
covid-19 infection28. Furthermore,
although np sampling is considered safe, single case reports and clinical
observations indicate the possibility of several complications29.
Numerous studies have examined the presence of covid-19 in samples
tested beyond the traditional positivity window expected in np/op rapid
antigen-based and rt-pcr tests. For example, it is known that in sars-cov-2,
viral rna is still present in feces of more than 60% of patients, after
nasopharyngeal swab testing turned negative results by rt-pcr assays,
suggesting that fecal-oral transmission may serve as an alternative route for
sars-cov-2 transmission30-32. Another
study found that at day 111 from a covid-19 patient’s initial testing,
cytopathic effects were observed in specimens from a nasopharyngeal swab and
sputum inoculated into veroe6/tmprss2 cells, and viral rna was detected in the
culture supernatant by quantitative rt-pcr33.
The centers for disease control and prevention recommend that patients infected
within the past 90 days without new covid-19 symptoms should not be retested34.
Due to the complexity and viscosity of sputum, and the labor intense
pretreatment of mucus specimens, various attempts have been made by several
investigators to disrupt sputum samples16,
including treatment of the collected sputum with mucolytic agents or reducing
agents such as dithiothreitol (dtt), dithioerythritol (dte),
tris(2-carboxyethyl)phosphine (tcep), or n-acetyl-l-cysteine (nalc) to reduce
disulfide bonds of the oligomeric gel-forming mucins35,36. Other investigators have added hydrogen
peroxide (h2o2) to react with endogenous catalase within the sputum to geneate
oxygen. The o2 bubbles formed during the enzymatic reaction liquefy
the sample without any additional instrumentation37.
Detergents have also been used to disrupt all kinds of cellular and subcellular
membranes38, and in Conjunction with
solvents to inactivate viruses39.
Furthermore, mechanical dissociation has been used to liberate cells from
sputum40.
Apparently, increased use of sputum samples for the detection of the
sars-cov-2 virus may be one way to answer this question, as well as many other
queries that remain unanswered regarding the covid pandemic, including a
greater understanding of the advantages and limitations of differential
treatments, the degree of diagnostic accuracy and analytical sensitivity of
certain rapid tests, in addition to some vaccine side effects41-45. A positive association between sputum
viral load and disease severity for covid-19, as well as an increased risk of
progression, has been reported46. In
this study, the authors used sputum specimens instead of nasopharyngeal and
oropharyngeal swabs because samples from the lower respiratory tract generally
contain a higher level of viral load than nasopharyngeal and oropharyngeal
swabs. Additionally, it has been reported that when testing sars-cov-2 rna in
1060 sputum samples, the rate of sample positivity in sputum was highest when
compared with nasopharyngeal and oropharyngeal swab samples47. Furthermore, it has been demonstrated that
patients with sars-cov-2 infection and severe covid-19 often have multiple
coinfections, and their treatment is challenging48.
Though sputum samples may provide further insight into the period of
infectivity, severity of illness, and risk of progression of covid-19, sample
processing methods must nevertheless improve to meet the yield of current
nasopharyngeal rapid and rt-pcr testing.
Since the fundamental purpose of any diagnostic test is to help
determine whether a patient has or does not have a particular condition, it was
essential to corroborate the validity of the negative results reported by an
urgent care clinic for the presence of sars-cov-2 antigen and rna viral
constituents. Based on the clinical examination on the patient and on the
negative laboratory result tests using np/op collected swab samples, the
attending physician at the clinic concluded that the symptoms reported by the
patient may have been related to a seasonal flu rather than to covid-19. On the
other hand, as reported in this paper, using the patient’s sputum sample in
conjunction with the modified pretreatment procedure for releasing the sputum
constituents, it was demonstrated that the rapid lfia test yielded positive
results for the presence of antigenic sars-cov-2 proteins. Such positive test
results, suggest that the patient may have had covid-19 at the time of being
tested.
The main limitation of our pilot study is the sample size, which
includes only a single patient. Notably, repeated testing of antigenic protein
was conducted in this patient for a total of 15 weeks that yielded consistent
results. It is important to note that additional analysis of sars-cov-2 rna by
rt-pcr yielded invalid results in two collected sputum samples that were kept
in the freezer in the presence of triton-x before testing. As it has been known
that pcr inhibitors are a very heterogeneous group of chemical substances49, it is possible that the high concentration
of triton x-100 (1%) added to the sputum sample, or other constituents released
from sputum may have contributed to the invalidity of the test. Another
limitation of our pilot study is the lack of a respiratory viral pathogen panel
that may have truly ruled out the presence of another respiratory infection. It
is possible that the repeated positive test results could have been explained
by the presence of another viral protein in the hydrolyzed sputum which may have
caused cross reactivity, if there was any. In fact, it has been shown that
sars-cov-2 shares homology and cross- reacts with vaccines, other viruses,
common bacteria, and many human tissues50.
Despite these limitations, the results of this study warrant further studies on
larger scale to make this important observation of positive sputum-based lfia
testing in an otherwise negative nasopharyngeal-based lfia test clinically
significant.
Conclusion
A simple, rapid, non-invasive, and cost-effective pilot study method
to study the sars-cov-2 antigenic proteins in sputum is described. Using
commercially available lateral flow immunoassay kits, and inexpensive reagents
such as detergents and proteolytic enzymes, it was possible to challenge a
negative nasopharyngeal rapid antigen-based testing for covid-19 with a
positive testing. This method may simplify the current tedious protocols which
make use of silica-based columns, as well as strong and hazardous chemicals to
extract biomolecules and to breakdown complex structures, such as
dithiothreitol, guanidinium isothiocyanate, phenol-chloroform, and others.
Pre-packet collection-reaction tubes with immobilized alcalase enzyme and
detergent would be a simpler, safer, and distinctly efficient method to disrupt
the complex sputum meshwork and yield a more accurate test for sars-cov-2 viral
entities and other microbes or molecules of interest. Although several papers
have reported the presence of sars-cov- 2 rna in sputum5-8,51, and a few have reported the use of
target proteomics52 and surface-enhanced
raman spectroscopy53 for the
detection of sars-cov-2 antigens, to the best of our knowledge this is the
first time that the presence of sars-cov-2 antigenic proteins has been reported
in a disrupted/lysed sputum sample, using a detergent in combination with a
proteolytic enzyme and a simple lateral flow immunoassay technology used as a
detection assay platform.
Author contributions
N.a.g. conceived, designed, performed the experiments, and wrote the
paper; d.e.g. analyzed the data and critically revised the manuscript. The
authors have read and agreed with the final version of the manuscript.
Orcid numbers
N.a.g.: 0000-001-5504-376x d.e.g.: 0000-0002-5771-0586
Competing interest
N.a.g. is the inventor of patents pending on this subject.
Funding
This work did not receive any specific grant from funding agencies
in the public, commercial, or not-for- profit sectors.
Compliance with ethical standards. Biological samples were obtained
from one volunteer, from the start of the symptoms until the last experiment
that lasted 15 weeks, with written and informed consent. The dated and signed
consent document has been archived. A minimal risk study was approved by the
ethical committee at princeton biochemicals, inc., and conducted according to
ethical principles of the declaration of helsinki and good practice guidelines.
The ethical approval was obtained from the institutional review board (approval
number: pbi-03282023).
Safety statement
No unexpected or significant safety hazards are associated with the
reported work.
Data availability
statement
All data generated or analyzed during the study are included in the
article.
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